This course aims to expose students to various “FinTech” and “TechFin” management issues in both financial services and technology companies from 2016 to present. Whether it is about resolving technology issues at financial services companies or addressing financial or regulatory issues confronting technology firms, this course will put students in the manager’s or protagonist’s role in gathering and analyzing information before ultimately making decisions. We begin with case studies at traditional financial firms before evolving to more non-traditional firms. The financial or regulatory issues challenging technology companies, and the emerging categories of digital assets like crypto currencies in the context of alternative strategy in investment management will also be investigated and studied.